Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy SachsMorgan StanleyRaymond James$9102-17-2016
Andrew Egber, Miguel LopezWells Fargo AdvisorsRaymond James$7001-11-2018
Barry Salzman, Joshua Mauer, Michael Robert HoffMorgan StanleyRaymond James$17510-20-2017
Carolyn S. Meakem, Traci Meakem RichmondWells Fargo AdvisorsRaymond James$20009-24-2012
Constance Miner, Ross HamiltonUBS Financial Services Inc. Inc.Raymond James$20001-14-2016
Craig Decker, Emma SterlingRBC Wealth ManagementRaymond James$1,30011-21-2016
John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew FentressWells Fargo AdvisorsRaymond James$47704-05-2012
Keith BarberisUBS Financial Services Inc. Inc.Raymond James$10007-20-2016
Larry Paul, Robert Hausman, Jason TurnbullH. Beck, Inc.Raymond James$20012-02-2010
Seymour SlatkinWells Fargo AdvisorsRaymond James$14003-15-2018
Stephen Philleo, Daniel IaleggioMorgan StanleyRaymond James$25003-19-2015
Tom W. O'Bryon IIUBS Financial Services Inc. Inc.Raymond James$10005-12-2016
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoLPL Financial LLC LLCRaymond James$23011-15-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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