Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
Derrick Dale MosleyBBVA Wealth Solutions Inc.Raymond James & Associates, Inc.04-28-2020
Philip Jeffrey BrooksFuller Wealth Management, LLCRaymond James & Associates, Inc.04-28-2020
Eric Fritz EisenhardFuller Wealth Management, LLCRaymond James & Associates, Inc.04-28-2020
Brian McDermottStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-08-2020
Robert Alan AppleLPL Financial LLCRaymond James & Associates, Inc.04-03-2020
John Dwight BrewerEudaimonia Advisors LLCRaymond James & Associates, Inc.04-01-2020
Michael Paul Jones Jr.Stifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-27-2020
William Hall Hood IVSecurities Service Network, LLCRaymond James & Associates, Inc.03-24-2020
William Andrew CochranLPL Financial LLCRaymond James & Associates, Inc.03-13-2020
Joseph Harrison EstesM&A Securities Group, Inc.Raymond James & Associates, Inc.$5003-11-2020
Robert Mark SteinmanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2503-10-2020
Anna Elizabeth SchoorEudaimonia Advisors LLCRaymond James & Associates, Inc.03-06-2020
Leonard Andrew Segal Jr.J.P. Morgan Securities LLCRaymond James & Associates, Inc.03-03-2020
Thomas Edward SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2503-03-2020
Thompson Gress LemaistreLPL Financial LLCRaymond James & Associates, Inc.02-28-2020
Brian Thomas DoverEdward JonesRaymond James & Associates, Inc.$2502-25-2020
Lucas William FarmerJefferies LLCRaymond James & Associates, Inc.02-10-2020
John Edward HarrisCambridge Investment Research, Inc.Raymond James & Associates, Inc.02-03-2020
Justin T. RangerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-31-2020
David C. KytePruco Securities, LLC.Raymond James & Associates, Inc.01-28-2020
David Michael WieseneckProEquities, Inc.Raymond James & Associates, Inc.01-27-2020
Jason G. YoungJ. Alden Associates, Inc.Raymond James & Associates, Inc.01-24-2020
James MacaulayE*TRADE Securities LLCRaymond James & Associates, Inc.01-17-2020
Jennifer Day KuneshLPL Financial LLCRaymond James & Associates, Inc.01-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.