Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Jane HautmanNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.03-11-2009
Francis Alexander Sciecinski JrLPL Financial LLCRaymond James & Associates, Inc.$5004-17-2009
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.04-28-2009
John Carlos SarlatLPL Financial LLCRaymond James & Associates, Inc.$2506-01-2009
Brian William ThomasHarbor Financial Services, LLCRaymond James & Associates, Inc.07-13-2009
James William RiefeCharles Schwab & Co., Inc.Raymond James & Associates, Inc.08-24-2009
Nicholas Andrew TyburskiLPL Financial LLCRaymond James & Associates, Inc.08-25-2009
Angela Marie MatherFidelity Brokerage Services LLCRaymond James & Associates, Inc.09-16-2009
James William Ferrell JrLPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Yancey Tighe SeitzGreenfield Seitz Capital Management, LLCRaymond James & Associates, Inc.$15011-09-2009
Ryan Scott KriftMorgan StanleyRaymond James & Associates, Inc.$10011-13-2009
Daniel James OttoGWN Securities Inc.Raymond James & Associates, Inc.$2501-04-2010
Dana M Arluna JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$2502-08-2010
Jeanette Leann MccormickWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$10002-16-2010
James Aaron MorrowLJI Wealth Management, LLCRaymond James & Associates, Inc.03-03-2010
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.04-01-2010
Matthew Carter LoweWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$1,00005-05-2010
Charles Brian MarksonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$10007-02-2010
Michael Ian TormeyEdward JonesRaymond James & Associates, Inc.08-11-2010
Karl K KuryThe Investment Center, Inc.Raymond James & Associates, Inc.$2508-30-2010
Janice Ruth GageCary Street PartnersRaymond James & Associates, Inc.$1,00011-05-2010
Creighton Richard GaryLPL Financial LLCRaymond James & Associates, Inc.12-16-2010
Robert Ray GomezUBS Financial Services Inc.Raymond James & Associates, Inc.$601-27-2011
Ruth Ann RozankovichOppenheimer & Co. Inc.Raymond James & Associates, Inc.$15004-04-2011
Michael James PhillippAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5007-15-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.