Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chaim LupuloffSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$10001-11-2011
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Abraham Paul HorowitzMorgan StanleyRaymond James & Associates, Inc.01-28-2011
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Adam Francis ShapiroMorgan Stanley & Co. LLCRaymond James & Associates, Inc.$10005-01-2009
Adam Matthew PawloskiTelemus Capital, LLCRaymond James & Associates, Inc.05-05-2015
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$1003-11-2015
Alex GoodwinRaymond James & Associates, Inc.Raymond James & Associates, Inc.02-20-2019
Alex Holton BellBBVA Securities Inc.Raymond James & Associates, Inc.05-01-2019
Alex Matar AgundisIntercam Securities, Inc.Raymond James & Associates, Inc.07-01-2016
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Alexander Robert PotenzaTotal Wealth Planning and Management, Inc.Raymond James & Associates, Inc.$2503-22-2017
Alissa Wilke WardFifth Third Securities, Inc.Raymond James & Associates, Inc.06-15-2015
Allan Thomas PickleHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2018
Allen Huggins Johnson JrApollon Wealth Management, LLCRaymond James & Associates, Inc.08-14-2020
Allen Huggins Johnson JrApollon Wealth Management, LLCRaymond James & Associates, Inc.08-14-2020
Allison Marie GruesbeckStrategic Wealth Designers, LLCRaymond James & Associates, Inc.10-02-2019
Amanda Sue JenkinsAmeriprise Financial Services, LLCRaymond James & Associates, Inc.11-30-2016
Amanda W. JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Amber Marie TurpinUBS Financial Services Inc.Raymond James & Associates, Inc.$5007-15-2015
Amrish Navin KuraniMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-28-2017
Amy Sue TravisCommonwealth Financial NetworkRaymond James & Associates, Inc.01-19-2018
Andrea Alice RollUBS Financial Services Inc.Raymond James & Associates, Inc.06-25-2014
Andres F. Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.