Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.$109-08-2018
William Raines WeldenLeavell Investment Management, Inc.Raymond James & Associates, Inc.03-26-2018
Sarah Elizabeth HahnPNC InvestmentsRaymond James & Associates, Inc.01-31-2018
Jeb Curtis BonnerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$108-04-2017
William Barnwell Heyward Jr.Morgan StanleyRaymond James & Associates, Inc.06-09-2017
Jeffrey Dean AllenAmeritas Investment Corp.Raymond James & Associates, Inc.05-12-2017
David Eugene TaylorInfinex Investments, Inc.Raymond James & Associates, Inc.11-08-2016
Craig Olin Vinson Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.05-20-2016
Roger Alan Curtis Jr.BB&T Securities, LLCRaymond James & Associates, Inc.$10005-20-2016
Stephen Robert TaylorSynovus Securities, Inc.Raymond James & Associates, Inc.$2508-10-2015
Charles Everett BaileyB. Riley Wealth ManagementRaymond James & Associates, Inc.07-28-2015
Jason William SinclairBB&T Securities, LLCRaymond James & Associates, Inc.05-29-2015
Duke Paterson CopeProspera Financial Services, Inc.Raymond James & Associates, Inc.04-17-2015
Robert Aubrey HartINVESTMENT PROFESSIONALS, INC.Raymond James & Associates, Inc.03-20-2015
Morgan Stanton NixStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1011-10-2014
Vicki Annette ZacherHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2014
Chad A. GardnerBBVA Securities Inc.Raymond James & Associates, Inc.07-09-2014
Grady G Thomas Jr.Sterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Jay Anderson ThomasSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.$101-16-2014
April D. WallaceJ.P. Turner & Company, L.L.C.Raymond James & Associates, Inc.12-20-2013
Richard Leigh StevensAllstate Financial Services, LLCRaymond James & Associates, Inc.02-01-2013
Richard Francis Kennedy IVSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-21-2012
Brian William ThomasHarbor Financial Services, LLCRaymond James & Associates, Inc.07-13-2009

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.