Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian William ThomasHarbor Financial Services, LLCRaymond James & Associates, Inc.07-13-2009
Richard Francis Kennedy IVSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-21-2012
Richard Leigh StevensAllstate Financial Services, LLCRaymond James & Associates, Inc.$2502-01-2013
Michael D. DavenportCetera Investment Services LLCRaymond James & Associates, Inc.07-12-2013
April D. WallaceJ.P. Turner & Company, L.L.C.Raymond James & Associates, Inc.$1012-20-2013
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.01-16-2014
Grady G Thomas Jr.Sterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Jay Anderson ThomasSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Chad A. GardnerBBVA Securities Inc.Raymond James & Associates, Inc.$2507-09-2014
Vicki Annette ZacherHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2014
Morgan Stanton NixStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1011-10-2014
Robert Aubrey HartInvestment Professionals, Inc.Raymond James & Associates, Inc.03-20-2015
Duke Paterson CopeProspera Financial Services, Inc.Raymond James & Associates, Inc.$5004-17-2015
Jason William SinclairBB&T Securities, LLCRaymond James & Associates, Inc.05-29-2015
Charles Everett BaileyB. Riley Wealth ManagementRaymond James & Associates, Inc.$15007-28-2015
Stephen Robert TaylorSynovus Securities, Inc.Raymond James & Associates, Inc.$2508-10-2015
Thomas Mikell Leland Jr.Southeast Asset Advisors IncRaymond James & Associates, Inc.12-04-2015
Craig Olin Vinson Jr.Ameriprise Financial Services, LLCRaymond James & Associates, Inc.05-20-2016
Roger Alan Curtis Jr.BB&T Securities, LLCRaymond James & Associates, Inc.$10005-20-2016
David Eugene TaylorInfinex Investments, Inc.Raymond James & Associates, Inc.11-08-2016
Jeffrey Dean AllenAmeritas Investment Company, LLCRaymond James & Associates, Inc.05-12-2017
William Barnwell Heyward Jr.Morgan StanleyRaymond James & Associates, Inc.06-09-2017
John David BaierTeak Tree Capital Management, LLCRaymond James & Associates, Inc.07-11-2017
Jeb Curtis BonnerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$14708-04-2017
Sarah Elizabeth HahnPNC InvestmentsRaymond James & Associates, Inc.01-31-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.