Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robert McGarrigleSagePoint Financial, Inc.Raymond James & Associates, Inc.08-07-2019
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-01-2018
Justin Laurence CairnsCapital Wealth Alliance, LLCRaymond James & Associates, Inc.10-01-2018
Diane Marie KingStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-24-2018
Zachary Stuart BrodtFirst Financial Equity CorporationRaymond James & Associates, Inc.04-22-2016
Edward Robert SittonMorgan StanleyRaymond James & Associates, Inc.04-20-2012
David Glenn BroylesDeWaay Financial Network, LLCRaymond James & Associates, Inc.08-12-2011
Glen Roland GabrielsonNYLIFE Securities LLCRaymond James & Associates, Inc.$10007-26-2011
Scott Robert GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$13303-14-2014
Bradley Scott MillsFSC Securities CorporationRaymond James & Associates, Inc.$15010-04-2019
Thomas Phillip LaporteStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15009-24-2018
Thomas Michael JeffreyFirst Financial Equity CorporationRaymond James & Associates, Inc.$15007-22-2017
Ramon Burrola, Ivan Burrola, Alex Burrola, Adalberto Rosas, Guillermo Elias Morgan StanleyRaymond James & Associates, Inc.$21008-23-2018
Von A Alan HallauerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$25009-24-2018
Pamela Kay SwansonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50009-24-2018
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50009-24-2018
Justin Karl PaeperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$50012-01-2014
Benjamin Haydon Spalding IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$75008-09-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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