Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Paul PhillipsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-13-2019
Julian Craig JohnsonJ.P. Morgan Securities LLCRaymond James & Associates, Inc.06-19-2019
Noah Hill KingAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10001-04-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.01-04-2019
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-02-2018
Sean Justin CaplenNational Securities CorporationRaymond James & Associates, Inc.10-25-2018
Peter William MuehleckRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3710-11-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Jeremy Wayne DavidNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.09-20-2018
Robert Peale Polk Leidy Jr.Sea Hunter CapitalRaymond James & Associates, Inc.08-07-2018
Ronald Luther BucherOppenheimer & Co. Inc.Raymond James & Associates, Inc.$9107-26-2018
Maurice Jean Stouse IIIRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-11-2018
Ryan C. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-02-2018
Robert Lee MillerLPL Financial LLCRaymond James & Associates, Inc.$1006-01-2018
Michael Joseph McNultyLincoln Financial Advisors CorporationRaymond James & Associates, Inc.$2505-25-2018
Jodi Jude JohnstonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-18-2018
Denise Marie MadnickAXA Advisors, LLCRaymond James & Associates, Inc.05-08-2018
Sean Lawrence GoodrichRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10004-19-2018
Peter William PastmanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-19-2018
Catherine A. Springer GallantRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15004-12-2018
Kevin Michael McCluskeySea Hunter CapitalRaymond James & Associates, Inc.04-03-2018
Margaret O'Grady RosetRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3703-19-2018
Next Page »

Showing 1 to 25 of 137 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.