Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Eric CheneyAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$25001-16-2009
Krista Murray ClarkeSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$25006-01-2009
Michelle Y MangumMidsouth Capital, Inc.Raymond James & Associates, Inc.$50008-04-2009
Geoffrey Collin WallChase Investment Services Corp.Raymond James & Associates, Inc.03-08-2010
Aaron Chaim LupuloffSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$10001-11-2011
Richard Daniel HoughtonL.M. Kohn & CompanyRaymond James & Associates, Inc.$25001-01-2012
Richard Omer MauriceIronridge Wealth Management, LLCRaymond James & Associates, Inc.03-11-2013
Gaines Morris HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.10-01-2013
Brian Bennett HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.10-01-2013
Barry Jay DekreekMerit Financial AdvisorsRaymond James & Associates, Inc.12-16-2013
Victoria Lynn GrahamNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.$50004-04-2014
Wesley Kinross PondSunTrust Investment Services, Inc.Raymond James & Associates, Inc.04-24-2014
Peter Deppe CallahanSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$50005-02-2014
Elisabeth Davis BaldwinCetera Investment Services LLCRaymond James & Associates, Inc.$10005-23-2014
Richard Vance McGalliardStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10006-17-2014
John James McHaleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50006-17-2014
Margot Joyce EustaceStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
Ryan Ashley StewartStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
Bradley Winsor SimmonsStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$25007-10-2014
Bruce Harrington CoxStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10009-25-2014
Travis Michael McCloskeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$10010-01-2014
Brian Edward WalkerCommonwealth Financial NetworkRaymond James & Associates, Inc.10-14-2014
Richard Alan SampleyLakeview Capital Partners, LLCRaymond James & Associates, Inc.11-03-2014
Don Rowland Roberts IIIFifth Third Securities, Inc.Raymond James & Associates, Inc.$10004-29-2015
Matthew Jordan TiffanyHA&W Strategic Partners, LLCRaymond James & Associates, Inc.05-21-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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