Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Marie EberlyLPL Financial LLCRaymond James & Associates, Inc.11-19-2019
Zebulon A. McKinzeyAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.01-21-2019
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
Paige Goza SimmonsBB&T Securities, LLCRaymond James & Associates, Inc.10-01-2018
Valarie Latrice WrightIFS SecuritiesRaymond James & Associates, Inc.08-06-2018
David RijkersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-03-2018
Robert Franklin PiersonPierson Wealth ManagementRaymond James & Associates, Inc.04-16-2018
Brian A. CarterPierson Wealth ManagementRaymond James & Associates, Inc.03-29-2018
Georgia Ann DavisMorgan StanleyRaymond James & Associates, Inc.10-14-2017
John Hardin AlexanderKiker Wealth Management, LLCRaymond James & Associates, Inc.09-26-2017
Patrick Gerard KeeganSunTrust Investment Services, Inc.Raymond James & Associates, Inc.05-05-2017
Daniel Edward PeltierIFS SecuritiesRaymond James & Associates, Inc.04-26-2017
Scott R BishopSignature Wealth Management Group LLCRaymond James & Associates, Inc.02-17-2017
Carolyn LaroccoLakeview Capital Partners, LLCRaymond James & Associates, Inc.12-18-2015
Joseph Yong YiInvestment Professionals, Inc.Raymond James & Associates, Inc.06-01-2015
Matthew Jordan TiffanyHA&W Strategic Partners, LLCRaymond James & Associates, Inc.05-21-2015
Richard Alan SampleyLakeview Capital Partners, LLCRaymond James & Associates, Inc.11-03-2014
Brian Edward WalkerCommonwealth Financial NetworkRaymond James & Associates, Inc.10-14-2014
Margot Joyce EustaceStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
Ryan Ashley StewartStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
Wesley Kinross PondSunTrust Investment Services, Inc.Raymond James & Associates, Inc.04-24-2014
Barry Jay DekreekMerit Financial AdvisorsRaymond James & Associates, Inc.12-16-2013
Gaines Morris HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.10-01-2013
Brian Bennett HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.10-01-2013
Richard Omer MauriceIronridge Wealth Management, LLCRaymond James & Associates, Inc.03-11-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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