Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick Christian LealiMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-25-2018
Dean Allan FoliasBMO Asset Management Corp.Raymond James & Associates, Inc.05-18-2018
Edward Charles Maier IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.12-14-2017
Kathy Ann HornsbyRBC Capital Markets, LLCRaymond James & Associates, Inc.06-26-2017
Paul Michael BodeLinenger Wealth Management, LLCRaymond James & Associates, Inc.09-18-2015
Daniel James SchreinerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.05-08-2015
Todd Michael SpeeceWilliam BlairRaymond James & Associates, Inc.01-05-2015
Laura ProvenzaleWilliam BlairRaymond James & Associates, Inc.01-09-2014
Nicholas Paul SpiratosLPL Financial LLCRaymond James & Associates, Inc.09-23-2013
Robert William MohsSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.12-03-2012
Steven T. FoxInvestment Planners, Inc.Raymond James & Associates, Inc.03-12-2012
James J FalcioneMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-23-2009
William Jeffrey NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10012-14-2017
Linda Lee DialBenjamin F. Edwards & Company, Inc.Raymond James & Associates, Inc.$10004-28-2017
Mark Francis SaranHarbor Financial Services, LLCRaymond James & Associates, Inc.$10010-01-2014
Charles Merryman ParrishB. Riley Wealth ManagementRaymond James & Associates, Inc.$10005-20-2013
Paul Christopher KlehrStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10005-23-2012
Michael Christopher WingB. Riley Wealth ManagementRaymond James & Associates, Inc.$10001-30-2012
Todd Edwards StewartGradient Securities, LLCRaymond James & Associates, Inc.$10012-09-2011
Matthew Eugene TomichAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10009-30-2011
Michael James PhillippAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10007-15-2011
Kevin Cullen ConnorLaSalle St Securities, L.L.C.Raymond James & Associates, Inc.$10001-04-2010
Melanie Ann HuskWorld Equity Group, Inc.Raymond James & Associates, Inc.$15003-14-2017
David Lloyd BarberFirst Midwest Securities, Inc.Raymond James & Associates, Inc.$15009-20-2011
Laura Anne JoyceInfinex Investments, Inc.Raymond James & Associates, Inc.$25006-17-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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