Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tonja Godfrey RutseyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.09-26-2019
Steven Aaron FryeJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James & Associates, Inc.09-21-2018
Henri Joseph BonneSanctuary Securities, Inc.Raymond James & Associates, Inc.$10004-10-2018
Eric Jeffrey FrappierJ.P. Morgan Securities LLCRaymond James & Associates, Inc.02-28-2018
Peter Kuhns BartelCantella & Co., Inc.Raymond James & Associates, Inc.$10001-02-2018
Brett D. GuileyCantella & Co., Inc.Raymond James & Associates, Inc.$1,00001-02-2018
Laura Ann ShawLincoln Financial Advisors CorporationRaymond James & Associates, Inc.11-30-2017
Brandt James HakansonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10011-01-2017
Eric David Robinson Sr.LPL Financial LLCRaymond James & Associates, Inc.08-01-2017
Yadira Salinas GarciaAsset Management Strategies, Inc.Raymond James & Associates, Inc.04-26-2017
Travis Webb CallawayWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$7809-06-2016
Andrew Van BlackwellSanctuary Securities, Inc.Raymond James & Associates, Inc.$2505-11-2016
Cory Nicholas SmithIndy Wealth Solutions, LLCRaymond James & Associates, Inc.04-29-2016
Bronwyn Ann Kiene-MinierRaymond James & Associates, Inc.Raymond James & Associates, Inc.03-30-2016
Gregory Louis BrodnikTD Ameritrade Investment Management, LLCRaymond James & Associates, Inc.03-16-2016
Ian Michael McCormickWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.01-08-2016
Vanessa A. SopkeCetera Investment Services LLCRaymond James & Associates, Inc.10-01-2015
Jason Christopher LlewellynHolistic Financial Partners, LLCRaymond James & Associates, Inc.07-06-2015
Mark Robert HildebrandHolistic Financial Partners, LLCRaymond James & Associates, Inc.06-03-2015
Jerry Dale LawheadFifth Third Securities, Inc.Raymond James & Associates, Inc.$5004-27-2015
Michael Richard LobeckCetera Investment Services LLCRaymond James & Associates, Inc.01-29-2015
Theodore James SturgesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5001-26-2015
Charles Stanton DickinsonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5001-26-2015
Jeremy F. LloydThurston Springer FinancialRaymond James & Associates, Inc.10-08-2014
Christopher Charles KeenLPL Financial LLCRaymond James & Associates, Inc.08-29-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.