Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Lee ShirkLaSalle St Securities, L.L.C.Raymond James & Associates, Inc.$10005-15-2013
Andrew Noel BreidenbaughSecurian Financial Services, Inc.Raymond James & Associates, Inc.$10002-01-2012
Jeanette Leann McCormickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$10002-16-2010
David Jay RaabeStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15004-24-2014
Christopher Wilson PfeifleRBC Capital Markets, LLCRaymond James & Associates, Inc.$15012-02-2013
Stanley Lee CrisciRBC Capital Markets, LLCRaymond James & Associates, Inc.$15009-03-2013
Eric David Robinson Sr.LPL Financial LLCRaymond James & Associates, Inc.$25008-01-2017
Andrew Van Van BlackwellDavid A. Noyes & CompanyRaymond James & Associates, Inc.$25005-11-2016
Theodore William ByrerMorgan StanleyRaymond James & Associates, Inc.$25011-11-2013
John Patrick CountrymanLPL Financial LLCRaymond James & Associates, Inc.$25012-17-2012
Richard Charles HinesleyPNC InvestmentsRaymond James & Associates, Inc.$25007-19-2010
Ian Michael MccormickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$50001-08-2016
Jerry Dale LawheadFifth Third Securities, Inc.Raymond James & Associates, Inc.$50004-27-2015
Theodore James SturgesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50001-26-2015
Charles Stanton DickinsonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50001-26-2015
Paul E. DanielsMorgan StanleyRaymond James & Associates, Inc.$50011-11-2013
David Ross KristiansenJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$50006-19-2013
Roger Alan KlingerRBC Capital Markets, LLCRaymond James & Associates, Inc.$50011-03-2011
Travis Webb CallawayWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$78009-06-2016
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Showing 26 to 44 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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