Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas DoverEdward JonesRaymond James & Associates, Inc.$2502-25-2020
Kristie Leah MurrayWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-19-2019
Paul Mark BonacciniWedbush Securities Inc.Raymond James & Associates, Inc.$5006-11-2019
Timothy Michael HillHill Investments LLCRaymond James & Associates, Inc.06-11-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Alex GoodwinRaymond James & Associates, Inc.Raymond James & Associates, Inc.02-20-2019
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Timothy John DijakAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10011-02-2018
Angela Marie ZangarolaSecurities America, Inc.Raymond James & Associates, Inc.09-11-2018
Nick E NaborsFidelity Brokerage Services LLCRaymond James & Associates, Inc.07-18-2018
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Matthew John BuikemaJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Michael David OurslerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$10003-02-2018
Travis Glenn MorseJanney Montgomery Scott LLCRaymond James & Associates, Inc.$1703-02-2018
Renee Jean GilesJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Amy Sue TravisCommonwealth Financial NetworkRaymond James & Associates, Inc.01-19-2018
Joseph Michael CaserioOppenheimer & Co. Inc.Raymond James & Associates, Inc.$1211-30-2017
Christina F. JuniorTriad Advisors LLCRaymond James & Associates, Inc.11-10-2017
Douglas James AdamsJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James & Associates, Inc.$2508-03-2017
Joseph John Zaiter Jr.Rehmann FinancialRaymond James & Associates, Inc.08-03-2017
Nicklaus R SerafiniOppenheimer & Co. Inc.Raymond James & Associates, Inc.07-06-2017
Debra Delgiudice HanafordComerica SecuritiesRaymond James & Associates, Inc.06-01-2017
Mark Allen CaliceL.M. Kohn & CompanyRaymond James & Associates, Inc.$10003-09-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.