Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John DijakAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10011-02-2018
Nathaniel Pangan BernosAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5002-02-2016
Jeffrey S. RushAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.11-10-2015
Gary Thomas FarthingAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5009-16-2015
Daniel Joseph Dijak Sr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$5002-02-2012
Todd Heinrich BrandstadtBenjamin F. Edwards & Company, Inc.Raymond James & Associates, Inc.$10004-21-2014
Debra Delgiudice HanafordComerica SecuritiesRaymond James & Associates, Inc.06-01-2017
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018
Timothy Michael HillHill Investments LLCRaymond James & Associates, Inc.06-11-2019
Lisa JaboroJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-07-2014
Michael David OurslerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$5003-02-2018
Travis Glenn MorseJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Dana M Arluna Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$1002-08-2010
David John FrizzellMorgan StanleyRaymond James & Associates, Inc.12-15-2011
Ruth Ann RozankovichOppenheimer & Co. Inc.Raymond James & Associates, Inc.$1004-04-2011
Ian Allen WaldoRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2018
Rockne Lyle PaigeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-13-2017
William Bryan OwensRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2017
Deborah Lynn BauerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-24-2014
William Schuyler GrayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10006-11-2010
Joseph John Zaiter Jr.Rehmann Financial Network, LLCRaymond James & Associates, Inc.08-10-2017
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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