Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana M Arluna JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$2502-08-2010
Karl K KuryThe Investment Center, Inc.Raymond James & Associates, Inc.$2508-30-2010
Ruth Ann RozankovichOppenheimer & Co. Inc.Raymond James & Associates, Inc.$15004-04-2011
David John FrizzellMorgan StanleyRaymond James & Associates, Inc.$5012-15-2011
Daniel Joseph Dijak SrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5002-02-2012
DEBORAH JOYCE TallmanBenjamin F. Edwards & Company, Inc.Raymond James & Associates, Inc.$5004-21-2014
Todd Heinrich BrandstadtBenjamin F. Edwards & Company, Inc.Raymond James & Associates, Inc.$10004-21-2014
Brenda Diana ReidFidelity Brokerage Services LLCRaymond James & Associates, Inc.06-04-2014
Lisa B JaboroJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$15011-07-2014
Sean Christopher WallaceFidelity Brokerage Services LLCRaymond James & Associates, Inc.01-29-2015
David Jerry VolanteInvestment Planners, Inc.Raymond James & Associates, Inc.$13203-09-2015
Adam Matthew PawloskiTelemus Capital, LLCRaymond James & Associates, Inc.05-05-2015
Gary Thomas FarthingAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$1209-16-2015
Jeffrey S RushAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10011-10-2015
Nathaniel Pangan BernosAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5002-02-2016
Debra Delgiudice HanafordComerica SecuritiesRaymond James & Associates, Inc.06-01-2017
Joseph John Zaiter JrRehmann FinancialRaymond James & Associates, Inc.08-03-2017
Joseph Michael CaserioOppenheimer & Co. Inc.Raymond James & Associates, Inc.$1211-30-2017
Matthew John BuikemaJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2503-02-2018
Michael David OurslerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$5003-02-2018
Travis Glenn MorseJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Renee Jean GilesJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-02-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.