Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-09-2018
Kenyon Lee AllmanMid-Atlantic Securities, Inc.Raymond James & Associates, Inc.$5007-19-2018
Brendan Michael RoddenLPL Financial LLCRaymond James & Associates, Inc.02-16-2017
Geoffrey H OwenGreerwalker Wealth Management LLCRaymond James & Associates, Inc.09-21-2016
Michel Gaetana Maggio Jr.Wells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2511-05-2015
Arthur Charles HookerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-02-2015
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$1003-11-2015
Emily Benn NetzelCetera Advisor Networks LLCRaymond James & Associates, Inc.11-28-2014
Dale Lee LehenbauerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-22-2013
John Mcdowell MooreBB&T Securities, LLCRaymond James & Associates, Inc.11-08-2013
William Ward AllenWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2510-31-2013
D Clarke BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.10-25-2013
James David RushtonMorgan StanleyRaymond James & Associates, Inc.$2505-31-2013
Patrick Garrett HartleyMorgan StanleyRaymond James & Associates, Inc.08-15-2011
Mark Raymond BrackettMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$2506-03-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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