Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Oscar DifilippoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.05-01-2019
Clay Hutchinson YoungTannin Capital, LLCRaymond James & Associates, Inc.04-28-2017
Jonathan Robert AmentPowell WealthRaymond James & Associates, Inc.03-15-2017
Brendan Michael RoddenLPL Financial LLCRaymond James & Associates, Inc.02-16-2017
William Lawrence Richmond Jr.Morgan StanleyRaymond James & Associates, Inc.01-19-2017
Geoffrey H OwenGreerwalker Wealth Management LLCRaymond James & Associates, Inc.09-21-2016
Kenneth Roger BollingerPrincipal Securities, Inc.Raymond James & Associates, Inc.08-10-2016
Seth Leldon KnightWestend Advisors, LLCRaymond James & Associates, Inc.07-28-2016
Robert Charles AdamsSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Samuel Robert WakefieldSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Colleen Marie CheekSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
John Mcdowell MooreBB&T Securities, LLCRaymond James & Associates, Inc.11-08-2013
D Clarke BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.10-25-2013
Daniel Cesnick PayneBB&T Investment Services, Inc.Raymond James & Associates, Inc.03-11-2013
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$10003-11-2015
Emily Benn NetzelCetera Advisor Networks LLCRaymond James & Associates, Inc.$10011-28-2014
Kathy Hollenbaugh WilkeSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$10005-02-2014
Philip Cleary Smith Jr.Sterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$10005-02-2014
Patrick Garrett HartleyMorgan StanleyRaymond James & Associates, Inc.$10008-15-2011
Elizabeth Danna HardingCantella & Co., Inc.Raymond James & Associates, Inc.$15010-20-2017
Christopher John BlatzSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$15005-02-2014
Michel Gaetana Maggio Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25011-05-2015
William Ward AllenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25010-31-2013
James David RushtonMorgan StanleyRaymond James & Associates, Inc.$25005-31-2013
John Killoran BahrWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25012-14-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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