Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucas William FarmerJefferies LLCRaymond James & Associates, Inc.02-10-2020
Rosalie SchlaenPinnacle Investments, LLCRaymond James & Associates, Inc.11-10-2019
Richard Mark AbramowitzSamuel A Ramirez & Co., Inc.Raymond James & Associates, Inc.$5010-01-2019
Jared Philip ZuflachtWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5006-28-2019
Kathryn L. MacchiavernaWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-03-2019
Daniel LarsenSunTrust Investment Services, Inc.Raymond James & Associates, Inc.04-29-2019
Brent Alexander PhillipsGoldman Sachs & Co.Raymond James & Associates, Inc.04-23-2019
John Zachary ShillingfordWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.04-18-2019
Neil LauroAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$15002-20-2019
Justin Leslie AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-01-2018
Mark J. ThompsonMorgan StanleyRaymond James & Associates, Inc.10-01-2018
Eric Peter SiefertJ.P. Morgan Securities LLCRaymond James & Associates, Inc.09-10-2018
Joseph Fewsmith Lord IIIStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.08-27-2018
Peter Emmett StammJ.P. Morgan Securities LLCRaymond James & Associates, Inc.08-20-2018
Jeremy Eli BenatarCitigroup Global Markets Inc.Raymond James & Associates, Inc.09-12-2017
Kevin Douglas LaurieStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-28-2017
James Orren SimsPurshe Kaplan Sterling InvestmentsRaymond James & Associates, Inc.$2504-05-2017
Anthony Michael DeluiseRaymond James & Associates, Inc.Raymond James & Associates, Inc.03-21-2017
Victoria Lynn FlugelBrighton Securities Corp.Raymond James & Associates, Inc.$101-04-2017
Lawrence Jin HuhIndependent Financial Group, LLCRaymond James & Associates, Inc.$5012-12-2016
Jared Richard SilvermanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-08-2016
Michael Gray SainBrean Capital, LLCRaymond James & Associates, Inc.07-12-2016
Thomas E. DooneyMorgan StanleyRaymond James & Associates, Inc.12-23-2015
Lauren Joan PalacioGoldman Sachs & Co.Raymond James & Associates, Inc.09-18-2015
Katharine Bayard DrakeHighTower Securities, LLCRaymond James & Associates, Inc.07-30-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.