Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.07-17-2015
John Matsek IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$10004-23-2014
Lindsey Michelle HeglarEdward JonesRaymond James & Associates, Inc.11-16-2018
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
James William Ferrell Jr.LPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Colby Russell RobbinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-05-2015
William Lynn PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-11-2013
Kari R. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-11-2013
Davis Love PetersenMorgan StanleyRaymond James & Associates, Inc.03-31-2017
James Lee Cook Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.07-15-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Sandra Bettis RussellRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10010-01-2018
Terry R. MorrisRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-01-2018
Philip Michael FaulkRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5001-26-2017
James B. Gibbs Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.11-30-2016
Wallace Key Holleman Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$5009-26-2016
Ronald Brooks Fowler Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$9408-05-2016
Sydney Todd TindallRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-06-2016
Jacob Carl PowellRaymond James Financial Services, Inc.Raymond James & Associates, Inc.09-26-2014
Sara Chance PierceRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5008-08-2013
Nancy Lynn GoodloeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-08-2013
James Mason HundleyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-08-2013
Gary Mac MitchellRaymond James Financial Services, Inc.Raymond James & Associates, Inc.12-11-2009
Earl Christian ReeserReeser Advisory Services Inc.Raymond James & Associates, Inc.08-30-2018
Jason Bert FrazierSecurian Financial Services, Inc.Raymond James & Associates, Inc.01-14-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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