Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Dale NicholsonAllstate Financial Services, LLCRaymond James & Associates, Inc.12-01-2017
Ian GoldfootAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.04-29-2016
Emmett Russell Ray IIIAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.07-31-2014
Jackson Gregory GilletteAutarchic Investment Management, LLCRaymond James & Associates, Inc.04-12-2017
Richard Anthony FunkBrazos CapitalRaymond James & Associates, Inc.09-15-2017
Michael David CharlesCantella & Co., Inc.Raymond James & Associates, Inc.10-01-2019
Michael Richard Hostick IICantella & Co., Inc.Raymond James & Associates, Inc.$710-01-2019
Michael Richard Hostick IICantella & Co., Inc.Raymond James & Associates, Inc.$710-01-2019
Christy J. SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Yancey Tighe SeitzGreenfield Seitz Capital Management, LLCRaymond James & Associates, Inc.11-09-2009
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Bryan Ray WrightHilltop Securities Inc.Raymond James & Associates, Inc.$1006-15-2015
Gene Parvon Dickey Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.05-10-2013
Thomas Warren DarilekHilltop Securities Inc.Raymond James & Associates, Inc.$15004-19-2013
William Howard Humphreys Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.$10004-19-2013
Vito D'AngeloHilltop Securities Inc.Raymond James & Associates, Inc.$5004-19-2013
James Fremont WoodcockHilltop Securities Inc.Raymond James & Associates, Inc.04-19-2013
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
John Maurits DapperHoldfast Wealth Management, LLCRaymond James & Associates, Inc.06-25-2013
Patrick SmithLavaca Capital, LLCRaymond James & Associates, Inc.02-15-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Todd A. SimmonsLPL Financial LLCRaymond James & Associates, Inc.$2507-20-2015
Roy Burl SparkmanLPL Financial LLCRaymond James & Associates, Inc.$2504-01-2013
Leticia Balli CofieldLPL Financial LLCRaymond James & Associates, Inc.04-01-2013
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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