Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Alex GoodwinRaymond James & Associates, Inc.Raymond James & Associates, Inc.02-20-2019
Alex Holton BellBBVA Securities Inc.Raymond James & Associates, Inc.05-01-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Allan Thomas PickleHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2018
Amanda W. JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Angela Marie ZangarolaSecurities America, Inc.Raymond James & Associates, Inc.09-11-2018
Anna Victoria BodineHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Ashley Cabreros CanesoWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.03-19-2019
Ashley R. PottsSage Advisory Services Ltd CoRaymond James & Associates, Inc.10-15-2018
Brennen Claudemere VedelRaymond James & Associates, Inc.Raymond James & Associates, Inc.04-03-2019
Brent Alexander PhillipsGoldman Sachs & Co.Raymond James & Associates, Inc.04-23-2019
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5009-24-2018
Carl Patrick Carlos Jr.Ifs SecuritiesRaymond James & Associates, Inc.$5008-08-2018
Carol Marie BattleMadison Avenue Securities, LLCRaymond James & Associates, Inc.06-18-2018
Ceil Vanessa MaddenWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-29-2018
Charles Michael JonesSA Stone Wealth Management Inc.Raymond James & Associates, Inc.08-03-2018
Charles Robinson CaudillAvantax Investment Services, Inc.Raymond James & Associates, Inc.06-05-2019
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Christopher Alan ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Christopher D. BellBass and Bell, Inc.Raymond James & Associates, Inc.04-01-2019
Christopher Harrington David CooperCharles Schwab & Co., Inc.Raymond James & Associates, Inc.10-10-2018
Daniel LarsenSunTrust Investment Services, Inc.Raymond James & Associates, Inc.04-29-2019
Danny Joe PettyEdward JonesRaymond James & Associates, Inc.06-25-2018
Daun P. BraswellStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.01-30-2019
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.