Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph JurgensmeyerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-10-2018
Alex Igor AyzenbergRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5003-25-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Bryan Todd OglesbyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2509-17-2018
Carl Patrick Carlos Jr.IFS SecuritiesRaymond James & Associates, Inc.$5008-08-2018
Charles Walter Collins Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$5011-01-2018
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Christopher A. ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Christopher Brian WattsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.06-25-2018
Cristina RaftStone Oak Wealth Management, LLCRaymond James & Associates, Inc.07-10-2018
Danny Joe PettyEdward JonesRaymond James & Associates, Inc.06-25-2018
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.09-08-2018
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Dominick Christian LealiMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-25-2018
Earl Christian ReeserReeser Advisory Services Inc.Raymond James & Associates, Inc.08-30-2018
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
Hannah Alyssa UppalThrivent Investment Management Inc.Raymond James & Associates, Inc.02-19-2019
Harold Louis Green Jr.RBC Capital Markets, LLCRaymond James & Associates, Inc.$5004-22-2019
Jacob John WireU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.12-04-2018
James K. Cluverius Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Janel Marie HustonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1,00006-25-2018
Jeremy Wayne DavidNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.09-20-2018
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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