Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin David HudsonFranklin Templeton Financial Services Corp.Raymond James & Associates, Inc.06-12-2019
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-16-2019
Amanda W. JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Herbert H. Ludlam IIIHarmony Asset Management LLCRaymond James & Associates, Inc.03-19-2019
Kaylyn Anne Van MeterFidelity Brokerage Services LLCRaymond James & Associates, Inc.02-25-2019
Lars Eric DoeblerRaymond James & Associates, Inc.Raymond James & Associates, Inc.02-20-2019
Matthew Gregory GilesCollaborative WealthRaymond James & Associates, Inc.02-08-2019
James Andrew CaldwellCUSO Financial Services, L.P.Raymond James & Associates, Inc.01-02-2019
Joseph Frederick RambowMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.01-02-2019
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-02-2018
Sean Justin CaplenNational Securities CorporationRaymond James & Associates, Inc.10-25-2018
Richard Steven BernsteinLPL Financial LLCRaymond James & Associates, Inc.10-18-2018
Christopher Harrington David CooperCharles Schwab & Co., Inc.Raymond James & Associates, Inc.10-10-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Jeremy Wayne DavidNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.09-20-2018
Matthew Jackson WatsonDunhill FinancialRaymond James & Associates, Inc.09-12-2018
Melissa Alene PinkertonMercer Global Advisors Inc.Raymond James & Associates, Inc.08-29-2018
Susan Alexandra Crawfo PilonMercer Global Advisors Inc.Raymond James & Associates, Inc.08-21-2018
Ryan C. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-02-2018
Carol Marie BattleMadison Avenue Securities, LLCRaymond James & Associates, Inc.06-18-2018
Sulane CramerAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$2505-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.