Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Amanda W JowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-01-2019
Ashley Cabreros CanesoWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.03-19-2019
Brent Alexander PhillipsGoldman Sachs & Co.Raymond James & Associates, Inc.04-23-2019
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.03-28-2019
Christopher Alan ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Christopher D BellBass and Bell, Inc.Raymond James & Associates, Inc.04-01-2019
Daniel LarsenSunTrust Investment Services, Inc.Raymond James & Associates, Inc.04-29-2019
David Oscar DifilippoWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.05-01-2019
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-16-2019
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Harold Louis Green JrRBC Capital Markets, LLCRaymond James & Associates, Inc.$5004-22-2019
Jeffrey Thomas SchultzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$5004-17-2019
John Zachary ShillingfordWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.04-18-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Kathryn L ParkerWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-03-2019
KEITH GAINES DRAGO SrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10003-28-2019
Kevin David HudsonFranklin Templeton Financial Services Corp.Raymond James & Associates, Inc.06-12-2019
Kevin P MckaneJanney Montgomery Scott LLCRaymond James & Associates, Inc.04-17-2019
Kyle Ray OwensStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-29-2019
Matthew Alden PalmgrenLincoln InvestmentRaymond James & Associates, Inc.05-09-2019
Melanie Amber MorrowFidelity Brokerage Services LLCRaymond James & Associates, Inc.06-04-2019
Michael John ConnellyB. Riley Wealth ManagementRaymond James & Associates, Inc.$15005-31-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.05-31-2019
Miles C LuchtenburgStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-29-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.