Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chintan Hariprakash ShuklaLPL Financial LLCRaymond James Financial Services, Inc.$106-06-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Christopher Eric HerzogLPL Financial LLCRaymond James Financial Services, Inc.$5004-04-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$104-02-2019
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$4604-01-2019
Keith Aaron WoodSynovus Securities, Inc.Raymond James Financial Services, Inc.$13504-01-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1004-01-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Janine Schorr MorrisonLPL Financial LLCRaymond James Financial Services, Inc.$2503-29-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
Hannah Elizabeth NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$103-25-2019
Ronald David Peterson Jr.LPL Financial LLCRaymond James Financial Services, Inc.$103-25-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Gavin Takeo TaniokaLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Kyle Katsumi KagimotoLPL Financial LLCRaymond James Financial Services, Inc.$10003-21-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Kelli Marie PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Mark Thomas MeredithMeredith Wealth PlanningRaymond James Financial Services, Inc.03-06-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Ramesh MadhusudanRM Private Wealth Management Inc.Raymond James Financial Services, Inc.02-20-2019
Hannah Alyssa UppalThrivent Investment Management Inc.Raymond James Financial Services, Inc.02-19-2019
Next Page »

Showing 1 to 25 of 1,023 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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