Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy Lee BoyleAvantax Investment Services, Inc.Raymond James Financial Services, Inc.$5012-17-2019
Angel Jose SantiagoEdward JonesRaymond James Financial Services, Inc.12-13-2019
Kevin Thomas O'BrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
William David FayFBL Marketing Services, LLCRaymond James Financial Services, Inc.$10012-12-2019
Heather Harlow JonesInfinex Investments, Inc.Raymond James Financial Services, Inc.12-05-2019
Kathleen Alexandrea KerrSecurities America, Inc.Raymond James Financial Services, Inc.11-27-2019
Michael Joseph BullickEdward JonesRaymond James Financial Services, Inc.11-22-2019
Michael Robert CianciolaEdward JonesRaymond James Financial Services, Inc.11-22-2019
Joe Dennis ScarboroughLPL Financial LLCRaymond James Financial Services, Inc.11-22-2019
Scott Reynolds NickersonLPL Financial LLCRaymond James Financial Services, Inc.11-14-2019
Blake Hayden HenryLPL Financial LLCRaymond James Financial Services, Inc.11-13-2019
Laurel Jackson CallawayLPL Financial LLCRaymond James Financial Services, Inc.11-13-2019
Allie Lynnette Gamble-TaylorJanney Montgomery Scott LLCRaymond James Financial Services, Inc.$10011-12-2019
Kristin Vesia PrenticeCetera Investment Services LLCRaymond James Financial Services, Inc.11-12-2019
Reis Mitchell LubitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.11-11-2019
Sharon Nicole BeamerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James Financial Services, Inc.$10011-06-2019
Richard Peter RibekOppenheimer & Co. Inc.Raymond James Financial Services, Inc.11-06-2019
William Lance HocuttSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.$15011-01-2019
Katherine Hoskins MackeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.10-30-2019
Bruno PerazaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25010-29-2019
Nancy J. CookOneAmerica Securities, Inc.Raymond James Financial Services, Inc.10-29-2019
Molly Ryan CroylePruco Securities, LLC.Raymond James Financial Services, Inc.$15010-22-2019
Kristin Danielle CarletonValMark Securities, Inc.Raymond James Financial Services, Inc.10-22-2019
Robert Preston MartinDixon, Hubard, Feinour & Brown, Inc.Raymond James Financial Services, Inc.10-17-2019
Shawn Robert KostMoney Concepts Capital CorpRaymond James Financial Services, Inc.$10010-16-2019
Next Page »

Showing 1 to 25 of 1,396 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.