Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James BarnetteLPL Financial LLCRaymond James Financial Services, Inc.$61001-29-2020
Michael Joseph Dorsey JrBoston Family Office LLCRaymond James Financial Services, Inc.09-29-2020
Andy Don McClaflinAspen Wealth Strategies, LLCRaymond James Financial Services, Inc.09-21-2020
Eduardo HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.09-18-2020
Colleen Ann KupperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.09-17-2020
Jacquelyn Elizabeth RizzoStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.$10009-14-2020
Joseph Patrick DolanPruco Securities, LLC.Raymond James Financial Services, Inc.$2509-10-2020
Peter Timothy UihleinVincere Wealth Management, LLCRaymond James Financial Services, Inc.09-08-2020
Vance Eugene LanierLPL Financial LLCRaymond James Financial Services, Inc.$1809-01-2020
Trevor Scott DavenportLPL Financial LLCRaymond James Financial Services, Inc.08-31-2020
William Joseph HannanAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$10008-28-2020
Shane Thomas StaffordJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.08-25-2020
Patricia Hagan MayAccurate Wealth Management, LLCRaymond James Financial Services, Inc.08-21-2020
Karla Noemi McfarlandVALIC Financial Advisors, Inc.Raymond James Financial Services, Inc.08-13-2020
Sophia L GoodeJaffe Tilchin Investment Partners, LLCRaymond James Financial Services, Inc.08-10-2020
James Andrew HotchkissInfinex Investments, Inc.Raymond James Financial Services, Inc.$5008-06-2020
Jennifer Grace BarricklowCetera Investment Services LLCRaymond James Financial Services, Inc.08-03-2020
Robert SieglerLPL Financial LLCRaymond James Financial Services, Inc.$2507-30-2020
Matthew R TancrediMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.07-27-2020
Terry Dee CoxChalice Capital Partners, LLCRaymond James Financial Services, Inc.07-25-2020
John Morley ArmstrongCambridge Investment Research, Inc.Raymond James Financial Services, Inc.07-20-2020
Renata Karin CaricoSecurities America, Inc.Raymond James Financial Services, Inc.07-20-2020
Mark Charles ButterworthCWM, LLCRaymond James Financial Services, Inc.$2507-13-2020
Ross BlountU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.07-13-2020
Jeffrey Michael BonkCetera Investment Services LLCRaymond James Financial Services, Inc.07-10-2020
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Showing 1 to 25 of 900 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.