Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Mark Allen ParsonsParsons Financial Group, LLCRaymond James Financial Services, Inc.05-16-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
Hannah Elizabeth NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Gavin Takeo TaniokaLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Kelli Marie PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Mark Thomas MeredithMeredith Wealth PlanningRaymond James Financial Services, Inc.03-06-2019
Ramesh MadhusudanRM Private Wealth Management Inc.Raymond James Financial Services, Inc.02-20-2019
Hannah Alyssa UppalThrivent Investment Management Inc.Raymond James Financial Services, Inc.02-19-2019
Mario Joseph PayneMJP FinancialRaymond James Financial Services, Inc.02-15-2019
Danielle Lynne CoryerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.02-14-2019
Kendal Ashley FordhamMJP FinancialRaymond James Financial Services, Inc.02-14-2019
Erik Ulysses HandcockKMS Financial Services, Inc.Raymond James Financial Services, Inc.02-12-2019
Edward Arthur Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Jason Michael JagerJager Wealth ManagementRaymond James Financial Services, Inc.01-28-2019
Brian James McconnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Suzette Lee McintyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
Next Page »

Showing 1 to 25 of 1,027 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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