Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Jefferson Carl CampbellProEquities, Inc.Raymond James Financial Services, Inc.10-20-2016
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.07-19-2016
David Harlan HolbertWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-21-2016
Mark Eric SaundersSA Stone Wealth Management Inc.Raymond James Financial Services, Inc.07-31-2015
Stracy Darrin ChathamSecurities America, Inc.Raymond James Financial Services, Inc.12-26-2014
Joseph L. StorkNext Financial Group, Inc.Raymond James Financial Services, Inc.09-09-2014
Julie Mccombs BlalockHarbor Financial Services, LLCRaymond James Financial Services, Inc.10-17-2013
James Edward SandiferSandifer & AssociatesRaymond James Financial Services, Inc.07-23-2013
Patricia Rivera BurrellLPL Financial LLCRaymond James Financial Services, Inc.05-15-2013
Mary Louise SteibHarbor Financial Services, LLCRaymond James Financial Services, Inc.12-16-2011
Jean Marie HampeHarbor Financial Services, LLCRaymond James Financial Services, Inc.03-26-2010
Louis Charles BrunoHarbor Financial Services, LLCRaymond James Financial Services, Inc.07-14-2009
George D. GillenLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
David M. BridgesLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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