Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Philip KreitlerKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Bernadette Therese Wan Yu HuangKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Charles Francis KreitlerKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Jacob W NessKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Beau Thomas TillinghastKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Dwayne Michael TyrilKreitler Financial LLCRaymond James Financial Services, Inc.07-01-2020
Steven Alexander MasseySovereign Financial Group, Inc.Raymond James Financial Services, Inc.01-02-2020
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
Charles L FaillaSovereign Financial Group, Inc.Raymond James Financial Services, Inc.02-01-2019
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Joanne De PalmaCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-16-2015
James Aubrey CrawfordUBS Financial Services Inc.Raymond James Financial Services, Inc.$12003-30-2015
Denis Michael OBrienIndependent Financial Group, LLCRaymond James Financial Services, Inc.$15002-20-2014
Linda Jean LeeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.10-22-2012
John Robert BubelloCompass Retirement, LLCRaymond James Financial Services, Inc.08-09-2011
Todd Alan LawrenceLPL Financial LLCRaymond James Financial Services, Inc.03-07-2011
Richard Angelo StalloneRAS Capital Services, Inc.Raymond James Financial Services, Inc.$2507-16-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.