Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Chandler ParksAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-11-2019
Robert Raley KirbyAmerican Wealth Management, Inc.Raymond James Financial Services, Inc.$50007-06-2010
Helen Von Dolteren-FournAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.08-23-2019
Edmond John PhillipsAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50002-28-2018
Christine Ellen WiederholdAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-28-2018
Galin Wynn CristAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-22-2017
Nicole Rachelle MosleyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-31-2011
Victoria Lynn LeblancAPW Capital, Inc.Raymond James Financial Services, Inc.01-02-2019
Tad Michael SacheckAtlantic Wealth Partners, LLCRaymond James Financial Services, Inc.11-27-2018
Alejandro Robert BeguiristainBCI Securities, Inc.Raymond James Financial Services, Inc.$10011-15-2018
Joseph Stuart MyersCalton & Associates, Inc.Raymond James Financial Services, Inc.$50002-26-2016
William Joseph Murphy IIICamarda Wealth Advisory GroupRaymond James Financial Services, Inc.06-26-2017
Laura Katherine SchmidtCambridge Investment Research, Inc.Raymond James Financial Services, Inc.07-13-2015
William John HahnCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$50002-13-2009
Lawrence W NordmannCantella & Co., Inc.Raymond James Financial Services, Inc.08-23-2018
Stephen Rocco FacellaCapital Guardian, LLCRaymond James Financial Services, Inc.$10005-11-2009
Aaron Samuel HermanCapital Guardian, LLCRaymond James Financial Services, Inc.$25005-04-2009
Vonna Hart AllenCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$10011-10-2011
Bruno PerazaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25010-29-2019
Lisa Marie HuntCiti Private Advisory, LLCRaymond James Financial Services, Inc.04-11-2019
Daniel OrtizCiti Private Advisory, LLCRaymond James Financial Services, Inc.09-24-2018
Alberto ValdesCitigroup Global Markets Inc.Raymond James Financial Services, Inc.01-02-2018
Korisa Anne PetreCitigroup Global Markets Inc.Raymond James Financial Services, Inc.07-05-2017
Ashley Amanda ThompsonCitigroup Global Markets Inc.Raymond James Financial Services, Inc.07-05-2017
Raymond Leslie FrugiaCommonwealth Financial NetworkRaymond James Financial Services, Inc.$50001-11-2016
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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