Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Mark Thomas MeredithMeredith Wealth PlanningRaymond James Financial Services, Inc.03-06-2019
Steven Alan SchertelKestra Investment Services, LLCRaymond James Financial Services, Inc.$111-09-2018
William Dean RussellLPL Financial LLCRaymond James Financial Services, Inc.$10003-14-2018
Brian Godfrey TaylorThe Mather Group, LLCRaymond James Financial Services, Inc.12-04-2017
Matthew Kenneth WilkesUnited Advisors Services, LLCRaymond James Financial Services, Inc.06-20-2017
Frederick William LundinTC Wealth Partners, LLCRaymond James Financial Services, Inc.03-03-2017
Ann Maria MoroccoSecurities America, Inc.Raymond James Financial Services, Inc.$101-13-2017
Nathaniel Howard HenrichsCountry Capital Management CompanyRaymond James Financial Services, Inc.10-07-2016
Stephanie Sue JohnstonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.08-29-2016
David Jerred CohnInfinex Investments, Inc.Raymond James Financial Services, Inc.$15007-13-2016
Scott Andrew PiggushLevel Four Advisory ServicesRaymond James Financial Services, Inc.12-04-2015
Julienne Epplin EverettSmith, Moore & Co.Raymond James Financial Services, Inc.$5005-22-2015
Jennifer Raupp MagnesenMorgan StanleyRaymond James Financial Services, Inc.03-27-2015
Keith Edward MaurerCetera Investment Services LLCRaymond James Financial Services, Inc.$2501-06-2015
Joshua David ZorgerLPL Financial LLCRaymond James Financial Services, Inc.07-31-2014
Denanne Michelle HeilMorgan StanleyRaymond James Financial Services, Inc.$5009-13-2013
Jacquelyn Kelly SchmidtEdward JonesRaymond James Financial Services, Inc.01-22-2013
James Albert Shull Jr.Woodmen Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2013
Michael John CiciuraINVEST Financial CorporationRaymond James Financial Services, Inc.09-24-2012
Deborah Anna StrukoffLincoln InvestmentRaymond James Financial Services, Inc.$5011-01-2011
Joshua Miles KettlesonKettleson Financial Services, LLCRaymond James Financial Services, Inc.10-24-2011
Elissa Ann LovellAPW Capital, Inc.Raymond James Financial Services, Inc.10-06-2011
Jeffrey Michael TonerAPW Capital, Inc.Raymond James Financial Services, Inc.10-06-2011
Michael Ichen WangAPW Capital, Inc.Raymond James Financial Services, Inc.10-06-2011
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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