Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Edward MaurerCetera Investment Services LLCRaymond James Financial Services, Inc.01-06-2015
Nathaniel H HenrichsCountry Capital Management CompanyRaymond James Financial Services, Inc.10-07-2016
Jacquelyn Kelly SchmidtEdward JonesRaymond James Financial Services, Inc.01-22-2013
Brian Richard ClauerHarbor Financial Services, LLCRaymond James Financial Services, Inc.05-13-2010
David J. CohnInfinex Investments, Inc.Raymond James Financial Services, Inc.07-13-2016
Steven A. SchertelKestra Investment Services, LLCRaymond James Financial Services, Inc.11-09-2018
Kevin Leonard RellerKovack Securities Inc.Raymond James Financial Services, Inc.10-04-2011
Sidney Wayne YeomansLaSalle St. Securities, LLCRaymond James Financial Services, Inc.04-30-2010
Scott Andrew PiggushLevel Four Advisory ServicesRaymond James Financial Services, Inc.12-04-2015
Deborah Anna StrukoffLincoln InvestmentRaymond James Financial Services, Inc.11-01-2011
William Dean RussellLPL Financial LLCRaymond James Financial Services, Inc.$10003-14-2018
Mark Thomas MeredithMeredith Wealth PlanningRaymond James Financial Services, Inc.03-06-2019
Jennifer Raupp MagnesenMorgan StanleyRaymond James Financial Services, Inc.03-27-2015
Denanne Michelle HeilMorgan StanleyRaymond James Financial Services, Inc.09-13-2013
Patricia Ann WilsonRaymond James & Associates, Inc.Raymond James Financial Services, Inc.12-01-2015
Todd Nathan SauderRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Cheryl Ann ReedRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Ann Maria MoroccoSecurities America, Inc.Raymond James Financial Services, Inc.01-13-2017
Julienne Epplin EverettSmith, Moore & Co.Raymond James Financial Services, Inc.$5005-22-2015
Brian Godfrey TaylorThe Mather Group, LLCRaymond James Financial Services, Inc.12-04-2017
Michael Patrick Tison, David Joseph FryWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$5002-27-2015
James A. Shull Jr.Woodmen Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2013

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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