Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John KlingCFD Investments, Inc.Raymond James Financial Services, Inc.01-02-2020
Michael Joseph BullickEdward JonesRaymond James Financial Services, Inc.11-22-2019
Nancy J. CookOneAmerica Securities, Inc.Raymond James Financial Services, Inc.10-29-2019
Shawn Robert KostMoney Concepts Capital CorpRaymond James Financial Services, Inc.10-16-2019
Brian Christopher DavisCX Institutional, LLCRaymond James Financial Services, Inc.$15002-11-2019
Wayne Gustav BrummCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.$10001-03-2019
Danielle Lee HelfrichCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Rebecca Ann HiestandCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.01-03-2019
Layton David GinderLPL Financial LLCRaymond James Financial Services, Inc.07-24-2018
Ronald Wesley HodgeVALIC Financial Advisors, Inc.Raymond James Financial Services, Inc.06-13-2018
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5003-02-2018
Scott Riley OsbornJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.07-27-2017
Joseph David StaffordAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-24-2017
Kevin Gene AddingtonEdward JonesRaymond James Financial Services, Inc.05-08-2017
Kyle Allen LanterJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.03-22-2017
Jeffrey Joseph MooreFifth Third Securities, Inc.Raymond James Financial Services, Inc.09-09-2016
Erin Lee MuttonLarson Financial Securities, LLCRaymond James Financial Services, Inc.07-15-2016
Phillip P. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.05-16-2016
Bradley Craig BrailWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$2509-25-2015
Christopher Evan RayJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.07-16-2015
Ronald R. Odle IIIPNC InvestmentsRaymond James Financial Services, Inc.02-26-2015
Joshua David ZorgerLevel Four Advisory ServicesRaymond James Financial Services, Inc.$1008-01-2014
Jason R. StahlInvestors Capital Corp.Raymond James Financial Services, Inc.10-22-2013
Robert Michael VenableSchwab Private Client Investment Advisory, Inc.Raymond James Financial Services, Inc.10-09-2013
Julian Craig JohnsonCity Securities CorporationRaymond James Financial Services, Inc.09-04-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.