Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Scott CollettAlexander Investment Services Co.Raymond James Financial Services, Inc.01-16-2018
Brock Edward MullerEdward JonesRaymond James Financial Services, Inc.10-20-2017
Caroline Kridle KorteLPL Financial LLCRaymond James Financial Services, Inc.$105-16-2016
James Harrison Owen IIPrivate Advisor Group, LLCRaymond James Financial Services, Inc.05-16-2014
ERIK TIMOTHY FLAIGJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.02-05-2014
William Glenn HensonSecurities America, Inc.Raymond James Financial Services, Inc.$2501-02-2014
Sean Michael MirandaJ.J.B. Hilliard, W.L. Lyons, LLCRaymond James Financial Services, Inc.$15005-01-2013
Peter Sutton McfarlandUBS Financial Services Inc.Raymond James Financial Services, Inc.$15001-05-2012
David Edward LeachBB&T Investment Services, Inc.Raymond James Financial Services, Inc.08-09-2010
Micheal Allen JohnsonDupree Financial Group, LLCRaymond James Financial Services, Inc.06-04-2010
Tina Kay TaylorLPL Financial LLCRaymond James Financial Services, Inc.$5003-26-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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