Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lynn VangeffenAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$5003-13-2020
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services, Inc.$2508-22-2019
Daniel Charles PriceMutual Securities, Inc.Raymond James Financial Services, Inc.$5006-07-2019
Leo Gregory AbelMutual Securities, Inc.Raymond James Financial Services, Inc.$14306-07-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Daniel Blake PriceMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
Drew JohnsonAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.01-25-2019
Thomas David Vangeffen Sr.LPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Nicholas Ryan Van GeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Melissa Ann DerouenJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.$15007-18-2018
Paul Ray MorrisHarbor Financial Services, LLCRaymond James Financial Services, Inc.01-22-2018
Richard Edward MitchenAvantax Investment Services, Inc.Raymond James Financial Services, Inc.01-18-2018
Thomas Anthony Breaux Sr.Avantax Investment Services, Inc.Raymond James Financial Services, Inc.$5001-18-2018
Tricia Keller MarchandAvantax Investment Services, Inc.Raymond James Financial Services, Inc.01-18-2018
Scottie Greene TraylorLPL Financial LLCRaymond James Financial Services, Inc.$8612-01-2016
Frederic Kirby NewburgerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5004-22-2016
Troy H. LeblancIfs SecuritiesRaymond James Financial Services, Inc.$10005-12-2015
Harlan D. HughesIng Direct Investing, Inc.Raymond James Financial Services, Inc.$10004-17-2015
William Franklin Campbell Jr.Dominion Investor Services, Inc.Raymond James Financial Services, Inc.$10001-06-2014
Anastasia Lynette StanleyNYLIFE Securities LLCRaymond James Financial Services, Inc.06-20-2013
Thomas Glenn LewisLPL Financial LLCRaymond James Financial Services, Inc.11-03-2011
Emily Lennox RichardsonChase Investment Services Corp.Raymond James Financial Services, Inc.$1002-26-2010
Zaheer PoptaniDent Asset ManagementRaymond James Financial Services, Inc.12-14-2009
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.