Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph Dorsey JrBoston Family Office LLCRaymond James Financial Services, Inc.09-29-2020
Ryan James WolfsbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.03-11-2020
Kevin Thomas OBrienWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.12-12-2019
Edward A Karsch JrAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.02-04-2019
Susan Lee KarschAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.02-04-2019
suzanne brownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
David Robert Baker93 Financial Group, LLCRaymond James Financial Services, Inc.04-13-2018
Laurel A JablonskiAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.01-30-2018
Joseph William MccarthyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-07-2015
Brian Michael KenneyWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-02-2015
Susan Alice SkahanWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.10-02-2015
Mark Joseph EverettDiversified Financial ManagementRaymond James Financial Services, Inc.09-15-2015
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Michael S JohnsonLPL Financial LLCRaymond James Financial Services, Inc.$2504-22-2019
Matthew Joseph SheridanInfinex Investments, Inc.Raymond James Financial Services, Inc.$2502-23-2009
Tracy Ann SheaLPL Financial LLCRaymond James Financial Services, Inc.$5001-16-2019
Daniel Lawrence PimentalWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$10010-02-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.