Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James WrightAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$1003-06-2015
Jeffrey Lee DavidsonAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$1001-26-2009
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.03-25-2019
Steven Jay MillerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2511-03-2014
Jeffrey Paul StognerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5005-06-2011
Michael William O'ShaughnessyBolton Global CapitalRaymond James Financial Services, Inc.$5011-07-2018
Pablo Leonardo JimenezBolton Global CapitalRaymond James Financial Services, Inc.11-07-2018
Louis Anthony GuzzettaCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$1002-02-2009
Stephen Richard WaiteCantella & Co., Inc.Raymond James Financial Services, Inc.02-12-2016
Anthony Robert FornataleCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Francisca Alexandra LliguichushcaCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Yuet Fu LeeCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Kevin Daniel AstryHBKS Wealth AdvisorsRaymond James Financial Services, Inc.05-03-2016
Lawrence Christopher FiorellaHBKS Wealth AdvisorsRaymond James Financial Services, Inc.05-02-2016
Kaaren Dale PowellIFS SecuritiesRaymond James Financial Services, Inc.$5004-29-2016
Lisa Ann MacarelliIFS SecuritiesRaymond James Financial Services, Inc.04-29-2016
Cynthia Voelker PowellInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Paul Francis CardoneInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Roger Edmund PintoLPL Financial LLCRaymond James Financial Services, Inc.$1009-25-2017
Paul Irwin KleinbergLPL Financial LLCRaymond James Financial Services, Inc.08-14-2017
Harold James RivenburghLPL Financial LLCRaymond James Financial Services, Inc.$3507-05-2017
Michael Sean RyanMarathon Mission Wealth ManagementRaymond James Financial Services, Inc.08-08-2017
Chintan Hariprakash ShuklaMarshall & Sterling Wealth Advisors, Inc.Raymond James Financial Services, Inc.06-05-2019
Elizabeth PolizziMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10005-19-2017
Erin Nicole LyonsMorgan StanleyRaymond James Financial Services, Inc.01-22-2018
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.