Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lee DavidsonAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$1001-26-2009
Louis Anthony GuzzettaCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$1002-02-2009
Richard Simon ZerahPrincipal Securities, Inc.Raymond James Financial Services, Inc.10-12-2009
Jeffrey Paul StognerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5005-06-2011
Steven Jay MillerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2511-03-2014
James WrightAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$1003-06-2015
John Florian RollinsRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.03-06-2015
Stephen Richard WaiteCantella & Co., Inc.Raymond James Financial Services, Inc.02-12-2016
Michael John DesmondPivotal Planning Group, LLCRaymond James Financial Services, Inc.04-25-2016
Kaaren Dale PowellIFS SecuritiesRaymond James Financial Services, Inc.$5004-29-2016
Lisa Ann MacarelliIFS SecuritiesRaymond James Financial Services, Inc.04-29-2016
Lawrence Christopher FiorellaHBKS Wealth AdvisorsRaymond James Financial Services, Inc.05-02-2016
James Anthony ArcoraciPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$2505-03-2016
Gerald William HallPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.05-03-2016
Kevin Daniel AstryHBKS Wealth AdvisorsRaymond James Financial Services, Inc.05-03-2016
Cynthia Voelker PowellInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Paul Francis CardoneInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Gail Elizabeth HaaseMorgan StanleyRaymond James Financial Services, Inc.04-13-2017
Elizabeth PolizziMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10005-19-2017
Harold James RivenburghLPL Financial LLCRaymond James Financial Services, Inc.$3507-05-2017
Andrew Joseph BorzilleriRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$15007-27-2017
Daniel Joseph McAllisterRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$10007-27-2017
Geraldine Anne SpinellaRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$5007-27-2017
Glenn Harvey FischerRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$5007-27-2017
Mark KraussRaymond James & Associates, Inc.Raymond James Financial Services, Inc.07-27-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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