Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Holmes TowsonMTM Investment Management, LLCRaymond James Financial Services, Inc.07-02-2020
Jesse Grant HansfordTriad Advisors LLCRaymond James Financial Services, Inc.06-19-2020
Hubert Estees Tuttle IIILPL Financial LLCRaymond James Financial Services, Inc.03-19-2020
John Rainey PatrickVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$2510-11-2019
Jeffrey Dean WildesWildes Financial Strategies, IncRaymond James Financial Services, Inc.$5008-03-2017
Edward John SaboCapital Investment Group, Inc.Raymond James Financial Services, Inc.12-12-2016
Eric Mckenzie CobbSeaCrest Wealth Management, LLCRaymond James Financial Services, Inc.$2505-20-2016
Hubert Eugene Rudisill JrLincoln Financial Securities CorporationRaymond James Financial Services, Inc.04-27-2015
James Alexander BakerLPL Financial LLCRaymond James Financial Services, Inc.04-16-2015
Paul Michael GordonFinTrust Brokerage Services, LLCRaymond James Financial Services, Inc.$25009-17-2014
Melissa R RogersFinTrust Brokerage Services, LLCRaymond James Financial Services, Inc.$25009-17-2014
William Michael GordonFinTrust Brokerage Services, LLCRaymond James Financial Services, Inc.09-12-2014
Barry Dustan HellerSummit Brokerage Services, Inc.Raymond James Financial Services, Inc.02-17-2012
Roger Lee SmithVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.05-27-2011
Renee Whiteford UnderwoodLPL Financial LLCRaymond James Financial Services, Inc.09-01-2010
John Harold GiffordLPL Financial LLCRaymond James Financial Services, Inc.$10004-23-2010
Thomas Groce FairclothLincoln Financial Securities CorporationRaymond James Financial Services, Inc.03-02-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.