Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Michael DixonRBC Capital Markets, LLCRaymond James Financial Services, Inc.06-15-2020
Wesley Arthur WrightCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.05-22-2020
Clinton Jesse BarfieldCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$2505-21-2020
Mitchell Alexander JobeCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.05-21-2020
Matthew Thomas LawsonCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.05-07-2020
William Forrest Winchester IiiCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$15005-07-2020
Augustus Bo M DavisLPL Financial LLCRaymond James Financial Services, Inc.02-10-2020
Robert B SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Pamela Diana NashFSC Securities CorporationRaymond James Financial Services, Inc.03-13-2019
Danielle Lynne CoryerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.02-14-2019
Chevonne Wrenn FarlerU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.01-03-2019
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$5010-19-2018
Ben R Richard StraleyGWFS Equities, Inc.Raymond James Financial Services, Inc.12-05-2017
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
Benjamin R FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Steven Lee DickSapiat Asset Management, LLCRaymond James Financial Services, Inc.$2504-26-2016
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.$2510-01-2013
Lindsey Maureen WortmanFidelity Brokerage Services LLCRaymond James Financial Services, Inc.$15012-03-2012
David Clay Hogan JrHogan Investment Counsel, LLCRaymond James Financial Services, Inc.$5003-02-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.