Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reno Edward JonesHilltop Securities Inc.Raymond James Financial Services, Inc.04-30-2020
Phillip Leo Hettich Jr.Edward JonesRaymond James Financial Services, Inc.02-28-2020
Chelsea Brown MagbyLPL Financial LLCRaymond James Financial Services, Inc.01-10-2020
Devon Thomas BeamesderferNYLIFE Securities LLCRaymond James Financial Services, Inc.01-09-2020
Jimmy Lee BoyleAvantax Investment Services, Inc.Raymond James Financial Services, Inc.$5012-17-2019
Angel Jose SantiagoEdward JonesRaymond James Financial Services, Inc.12-13-2019
Joe Dennis ScarboroughLPL Financial LLCRaymond James Financial Services, Inc.$5011-22-2019
Justin William AdamsAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-27-2019
Dena K. Rattan PoolAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-27-2019
Keith Lynn LightfootLPL Financial LLCRaymond James Financial Services, Inc.$5008-28-2019
Jeff Landon LightfootLPL Financial LLCRaymond James Financial Services, Inc.08-28-2019
Sara Ann PottsKMH Wealth Management, LLCRaymond James Financial Services, Inc.08-15-2019
Trevor Kristianson SmithFarmers Financial Solutions, LLCRaymond James Financial Services, Inc.08-07-2019
Cynthia D. MiddletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.08-02-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Kyle D. SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-18-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-02-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1004-01-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Janine Schorr MorrisonLPL Financial LLCRaymond James Financial Services, Inc.$2503-29-2019
Kelli M. PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Casey J. FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.02-18-2019
James Steven OrrChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$2501-02-2019
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.