Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Jonathan MontfortRaymond James & Associates, Inc.Raymond James Financial Services, Inc.09-14-2009
Frank Edward CannonArtesa Financial GroupRaymond James Financial Services, Inc.07-07-2010
Jason Leon SteeleProspera Financial Services, Inc.Raymond James Financial Services, Inc.$15005-24-2012
James Franklin ScottMilestone Wealth StrategiesRaymond James Financial Services, Inc.06-20-2012
Steven Jan CzurakCzurak Wealth Management, LLCRaymond James Financial Services, Inc.09-07-2012
Michael J. O'ReillyLPL Financial LLCRaymond James Financial Services, Inc.12-05-2012
John Josef KazanjianRaymond James & Associates, Inc.Raymond James Financial Services, Inc.12-11-2013
Mark Porter WatsonRoyal Oaks Advisors LLCRaymond James Financial Services, Inc.06-06-2014
Karen Lynn MartinLPL Financial LLCRaymond James Financial Services, Inc.06-15-2015
Chance Kenneth VogelTD Ameritrade Investment Management, LLCRaymond James Financial Services, Inc.06-30-2015
Alan Albert IvesLuther King Capital Management CorporationRaymond James Financial Services, Inc.07-22-2015
Joseph Thomas MartinezPhlox Capital Management, LLCRaymond James Financial Services, Inc.11-05-2015
Nicholas William ThomasCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
Jody Lee HoltKenai Investments, Inc.Raymond James Financial Services, Inc.03-08-2016
Gregory Scott SniderSouth Texas Capital Advisors, LLCRaymond James Financial Services, Inc.06-24-2016
Thomas Earl SimmsHD Vest Investment ServicesRaymond James Financial Services, Inc.$10006-27-2016
Robert Adam YoungRetirement Planners of AmericaRaymond James Financial Services, Inc.07-15-2016
Kimberley Gayle ColeEdward JonesRaymond James Financial Services, Inc.$2509-01-2016
Kimberly Anne VeselyTriad Advisors LLCRaymond James Financial Services, Inc.$13609-20-2016
Nicholas Alexander LalondeEdward JonesRaymond James Financial Services, Inc.09-23-2016
Mary Helen McDowEdward JonesRaymond James Financial Services, Inc.$1003-13-2017
Dave Allan ReedLPL Financial LLCRaymond James Financial Services, Inc.$3303-21-2017
Nicholas Thomson HillWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-10-2017
Kyle Joseph FrushLPL Financial LLCRaymond James Financial Services, Inc.04-28-2017
Richard Dean EarlyEarly McClintic & McMillan, LLPRaymond James Financial Services, Inc.08-22-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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