Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James BarnetteLPL Financial LLCRaymond James Financial Services, Inc.$61001-29-2020
William Joseph HannanAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$10008-28-2020
James Andrew HotchkissInfinex Investments, Inc.Raymond James Financial Services, Inc.$5008-06-2020
Chad WilliamsEdward JonesRaymond James Financial Services, Inc.03-03-2020
James Thomas Barnette JrLPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Joshua Thomas PuterbaughLPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Julia Claire SimmonsLPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Patricia Lane LumpkinKestra Investment Services, LLCRaymond James Financial Services, Inc.01-13-2020
Katherine Hoskins MackeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.10-30-2019
Kristin Danielle CarletonValMark Securities, Inc.Raymond James Financial Services, Inc.10-22-2019
Robert Preston MartinDixon, Hubard, Feinour & Brown, Inc.Raymond James Financial Services, Inc.10-17-2019
Sean A ConnollyFinancial Engines Advisors L.L.C.Raymond James Financial Services, Inc.10-08-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$8807-22-2019
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Jason Allen SnyderCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$2506-26-2018
Timothy Blair MorrisMML Investors Services, LLCRaymond James Financial Services, Inc.05-29-2018
Stephen Craig NelsonUnited Brokerage Services, IncRaymond James Financial Services, Inc.05-01-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10001-27-2017
Samuel Whitfield HodgesSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.08-02-2016
Zaina S BankwallaMML Investors Services, LLCRaymond James Financial Services, Inc.01-21-2016
Ehab AlalfeyAzzad Asset Management, Inc.Raymond James Financial Services, Inc.01-12-2016
Larry Stephen GolubWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5012-04-2015
Robert Adam MesserForefront Asset Management, LLCRaymond James Financial Services, Inc.$5011-04-2015
Jerry Edward GuidoLPL Financial LLCRaymond James Financial Services, Inc.09-09-2015
Kelly Jean KrauseUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.08-04-2015
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.