Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Daniel OllishCetera Advisors LLCRaymond James Financial Services, Inc.06-25-2018
Ronald Dean StrobelRetire Sensibly LLCRaymond James Financial Services, Inc.07-02-2018
Christopher Lowen Mueller DavisWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$15007-10-2018
David Mark DellerDeller Wealth Management LLCRaymond James Financial Services, Inc.07-12-2018
Jacob P. CoteU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.07-23-2018
Layton David GinderLPL Financial LLCRaymond James Financial Services, Inc.07-24-2018
Kerry Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.$5007-26-2018
William Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.07-26-2018
Clifford Darrell SorelCapital Investment Group, Inc.Raymond James Financial Services, Inc.$13108-07-2018
Gregory Gerard GeisFirst Allied Securities, Inc.Raymond James Financial Services, Inc.08-14-2018
Kasey Jon ChapinHi-Line Capital Management, LLCRaymond James Financial Services, Inc.08-20-2018
Christopher Andrew McCamanLPL Financial LLCRaymond James Financial Services, Inc.08-22-2018
Lawrence W NordmannCantella & Co., Inc.Raymond James Financial Services, Inc.08-23-2018
Wendy W. SealeEdward JonesRaymond James Financial Services, Inc.08-31-2018
Leroy Dennis SimpsonLPL Financial LLCRaymond James Financial Services, Inc.$5009-14-2018
Louis Isaac DagenAuspicious Financial Planning, LLCRaymond James Financial Services, Inc.09-14-2018
Jorge L. RodriguezNationwide Planning Associates Inc.Raymond James Financial Services, Inc.$10009-20-2018
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Lauren C. RunyonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-26-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Sandra D SchwanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.10-02-2018
Roger James McConnellVivid Financial Management, Inc.Raymond James Financial Services, Inc.10-09-2018
Roger Mccartney BuddRoger Budd Investment Management, LLCRaymond James Financial Services, Inc.10-09-2018
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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