Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Leon MunozCapital Asset Advisory Services, LLCRaymond James Financial Services, Inc.06-14-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Jeffrey Francis BraytonLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.$5011-19-2018
Richard John DavenportLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.$5011-19-2018
Melissa Alice FradenburgLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Mark Edward RominLakeshore Financial Planning Inc.Raymond James Financial Services, Inc.11-19-2018
Matthew Nicholas HudakRegal Investment Advisors LLCRaymond James Financial Services, Inc.09-07-2018
David Mark DellerDeller Wealth Management LLCRaymond James Financial Services, Inc.07-12-2018

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.