Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
David AhlquistTIAA Financial ServicesRaymond James Financial Services, Inc.$60005-28-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany SmithWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$58704-30-2019
Kyle D. SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-18-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James Financial Services, Inc.$10004-02-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$10004-01-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Janine Schorr MorrisonLPL Financial LLCRaymond James Financial Services, Inc.$25003-29-2019
Kelli Marie PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Casey J. FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.$10002-18-2019
Brian Christopher DavisLPL Financial LLCRaymond James Financial Services, Inc.$15002-11-2019
Colin James BoddickerChalice Capital Partners, LLCRaymond James Financial Services, Inc.$10001-02-2019
Richard Wayne JacksonChalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$25001-02-2019
James Steven OrrChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Michael John Krach Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Margaret Power DavisChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Diarra Koro WilliamsChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Gregory Scott KalbChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Jacqueline Sue MataChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
David Lee StevensChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Alan Luther MillerChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Eryn Shealy MyersChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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