Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann AdamsEGP Wealth Management, LLCRaymond James Financial Services, Inc.09-17-2019
Jeffrey Thomas BeebeCetera Financial Specialists LLCRaymond James Financial Services, Inc.09-16-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services, Inc.$8709-09-2019
Amy Nuttall ZwaanWealthPLAN PartnersRaymond James Financial Services, Inc.$10009-09-2019
Robert George Shedd Jr.U.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.$2509-04-2019
Michael Gareth DavisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.09-03-2019
Mary Margaret DoyleE*TRADE Securities LLCRaymond James Financial Services, Inc.08-30-2019
Keith Lynn LightfootLPL Financial LLCRaymond James Financial Services, Inc.$5008-28-2019
Jeff Landon LightfootLPL Financial LLCRaymond James Financial Services, Inc.08-28-2019
William Alan MertinsWoodbury Financial Services, Inc.Raymond James Financial Services, Inc.$5008-26-2019
Ryan Allan MidkiffLPL Financial LLCRaymond James Financial Services, Inc.08-26-2019
Louis Robert Hery Jr.American Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.08-26-2019
Helen Von Dolteren-FournAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.08-23-2019
David Michael MoscardelliEdward JonesRaymond James Financial Services, Inc.$2508-23-2019
Bret T. CookEdward JonesRaymond James Financial Services, Inc.$5008-23-2019
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services, Inc.$2508-22-2019
Sara Ann PottsKMH Wealth Management, LLCRaymond James Financial Services, Inc.08-15-2019
Samantha Leigh SpitzerWaldron Private WealthRaymond James Financial Services, Inc.08-15-2019
Karen Marie SavageLPL Financial LLCRaymond James Financial Services, Inc.08-13-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Cory Edmond MarlowLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Mckay W. ParrBig Sioux Wealth ManagementRaymond James Financial Services, Inc.08-08-2019
Dustin Jay PadgettGradient Securities, LLCRaymond James Financial Services, Inc.$2508-07-2019
Trevor Kristianson SmithFarmers Financial Solutions, LLCRaymond James Financial Services, Inc.08-07-2019
Jonathan David LindnerPark Avenue Securities LLCRaymond James Financial Services, Inc.08-06-2019
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Showing 1 to 25 of 232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.