Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
Steven A. SchertelKestra Investment Services, LLCRaymond James Financial Services, Inc.11-09-2018
Michael William O'ShaughnessyBolton Global CapitalRaymond James Financial Services, Inc.$5011-07-2018
Pablo Leonardo JimenezBolton Global CapitalRaymond James Financial Services, Inc.11-07-2018
Michael Walter KreimerCompass Securities CorporationRaymond James Financial Services, Inc.$5011-06-2018
Kelly Aaron WoodWood Tarver FinancialRaymond James Financial Services, Inc.11-01-2018
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$5010-19-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Roger James McConnellVivid Financial Management, Inc.Raymond James Financial Services, Inc.10-09-2018
Roger Mccartney BuddRoger Budd Investment Management, LLCRaymond James Financial Services, Inc.10-09-2018
Sandra D SchwanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.10-02-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Lauren C. RunyonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-26-2018
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Jorge L. RodriguezNationwide Planning Associates Inc.Raymond James Financial Services, Inc.$10009-20-2018
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Showing 101 to 120 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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