Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Katsumi KagimotoLPL Financial LLCRaymond James Financial Services, Inc.$10003-21-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Gavin Takeo TaniokaLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Robert B. SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.03-25-2019
Ronald David Peterson Jr.LPL Financial LLCRaymond James Financial Services, Inc.03-25-2019
Hannah E. NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Janine Schorr MorrisonLPL Financial LLCRaymond James Financial Services, Inc.$2503-29-2019
Keith Aaron WoodSynovus Securities, Inc.Raymond James Financial Services, Inc.$13504-01-2019
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$4604-01-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1004-01-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-02-2019
Jessica Hope BarronEdward JonesRaymond James Financial Services, Inc.$5004-12-2019
Philip Reese BaileyCetera Advisor Networks LLCRaymond James Financial Services, Inc.$5004-15-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Kyle D. SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-18-2019
Michael S. JohnsonLPL Financial LLCRaymond James Financial Services, Inc.$2504-22-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Diane Louise KridlerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-24-2019
Candace Jeannette BurkettRaymond James & Associates, Inc.Raymond James Financial Services, Inc.04-25-2019
Jeremy R. BrownVanderbilt Securities, LLCRaymond James Financial Services, Inc.04-25-2019
Ana Paula FonsecaProEquities, Inc.Raymond James Financial Services, Inc.04-29-2019
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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